Growing & safeguarding wealth

Growing & safeguarding wealth through thoughtful decisions

Pomona Wealth's sole purpose is to help build, maximize, and preserve client's wealth so they can focus on what makes them happy personally and professionally. We strive to be the go-to boutique wealth management firm with institutional resources and knowledge serving a limited number of successful individuals, families, and businesses on a personal basis.

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Pomona Wealth's sole purpose is to help build, maximize, and preserve client's wealth so they can focus on what makes them happy personally and professionally. We strive towards this purpose using an attentive, conversational, and trusted partner approach to wealth management, leveraging our unique institutional level insights to deploy thoughtful investment strategies for our limited clientele.

See the Services Talk with Kevin

My goal is to help people make smarter decisions with their money. As we get to know each other better and build trust, these decisions become easier. This is because “smart” is subjective and unique to you, your family, and business. My goal is to help you think differently about tomorrow, so you can act savvy today with financial decisions. When done correctly, this empowers clients to maximize and safeguard their wealth so they have the freedom and flexibility to focus on what they want to.

Kevin Floyd, CFP^®, CFA, AIF^®, Founder of Pomona Wealth

“The destination is the beginning of the next journey”

- Chris Williamson

What Makes Pomona Different

Having worked in the financial services industry since 2008 in a variety of wealth management roles, I have formed a wide financial skillset and strong ethical compass of what's right and what's wrong with the wealth management industry. During that time, I've worked at a large institutional investment manager, national brokerage firm, Australian wealth management firm, agricultural lender, and several top tier regional wealth management firms in senior roles overseeing approximately $2 billion.

How We Help

Many advisors in the industry just focus on money management. While this is an important aspect, we believe this is only a piece of what is important when it comes to comprehensive wealth management. Just like an annual health check-up, your financial “house” consists of multiple independent parts working together - such as investment management, cash flow planning, retirement planning, estate planning, and tax management.

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Pomona Wealth clients have these five distinguishing characteristics they’re interested in:

Providing customized solutions for their individual situation, not a one size fits all mentality

Partnering with someone they can trust will be in their corner when it comes to decisions

Telling them the honest truth and not relying on “financial-jargon” to complicate advice

Empowering them and their family through education and full transparency

Working hand in hand with a financial expert in an approachable setting

Why Pomona?

Fee-Only

Our only source of compensation is from our clients. This ensures our advice and recommendations are not influenced by outside conflicts of interest. The only person we work for is our clients.

Local

Based in Tri-Cities, Pomona Wealth has a personal, boutique wealth management feel, while having the technology and investment resources of a larger traditional wealth management firm.

Boutique

Many advisors at conventional wealth management firms handle a large client load ranging from 150-300 clients. While this is acceptable for many clients, Pomona distinguishes itself by prioritizing a more intimate client base of around 50 families or closely held businesses. This allows us to deliver exceptional service.

Experienced

Having worked in the financial services industry since 2008 in a variety of financial and wealth management roles, I have formed a comprehensive financial skill set beyond a lesser experience financial advisor.

Independent

Pomona Wealth is a 100% independent wealth management firm. This means our recommendations and business decisions are independent of outside owners, separate business line considerations, or commission incentives.

Fiduciary

Pomona serves in a fiduciary capacity with all our clients. This should go without needing to be mentioned, but many advisors in our industry still serve under the “suitability” standard, meaning recommendations only need to be “suitable”, or said another way, not entirely in the clients best interest.

Pomona Wealth Management is a registered investment advisor. All content is for informational purposes only and does not constitute investment advice or an offer to buy or sell securities. All investments include the risk of loss. Past performance is not indicative of future results. Pomona Wealth Management does not provide tax or legal advice. Consult with a qualified professional prior to making investment decisions.